Cisco IOS Firewall Feature Set
Cisco IOS Firewall Context-Based Access Control

Table Of Contents

Context-Based Access Control

Feature Overview

What CBAC Does

Traffic Filtering

Traffic Inspection

Alerts and Audit Trails

Intrusion Detection

What CBAC Does Not Do

How CBAC Works

How CBAC Works—Overview

How CBAC Works—Details

Packets Are Inspected

A State Table Maintains Session State Information

UDP "Sessions" Are Approximated

Access List Entries Are Dynamically Created and Deleted

When and Where to Configure CBAC

The CBAC Process

Supported Protocols

Benefits

Restrictions

Supported Platforms

Supported Standards, MIBs, and RFCs

Configuration Tasks

Picking an Interface: Internal or External

Configuring IP Access Lists at the Interface

Basic Configuration

External Interface

Internal Interface

Configuring Global Timeouts and Thresholds

Half-Open Sessions

Defining an Inspection Rule

Configuring Application-layer Protocol Inspection

Configuring Application-layer Protocols

Configuring Java Inspection

Configuring IP Packet Fragmentation Inspection

Configuring Generic TCP and UDP Inspection

Applying the Inspection Rule to an Interface

Configuring Logging and Audit Trail

Other Guidelines for Configuring a Firewall

Verifying CBAC

Monitoring and Maintaining CBAC

Interpreting Syslog and Console Messages Generated by CBAC

Denial-of-service Messages

SMTP Messages

Java Blocking Messages

FTP Messages

Audit Trail Messages

Debugging CBAC

Generic Debug Commands

Transport Level Debug Commands

Application Protocol Debug Commands

Turning Off CBAC

Configuration Examples

Simple CBAC Configuration

Remote Office to ISP Configuration

Remote Office to Branch Office Configuration

Two-interface Branch Office Configuration

Multiple-interface Branch Office Configuration

Command Reference

ip inspect name (global configuration)

Syntax Description

Defaults

Command Modes

Command History

Usage Guidelines

Examples

Related Commands

ip inspect alert-off

Syntax Description

Defaults

Command Modes

Command History

Usage Guidelines

Examples

Debug Commands

debug ip inspect

Syntax Description

Command History

Examples


Context-Based Access Control


This feature module describes the Context-based Access Control (CBAC) feature. It includes information on the benefits of the feature, supported platforms, configuration tasks, and so forth.

This document includes the following sections:

Feature Overview

Supported Platforms

Supported Standards, MIBs, and RFCs

Configuration Tasks

Monitoring and Maintaining CBAC

Configuration Examples

Command Reference

Debug Commands

Feature Overview

CBAC provides advanced traffic filtering functionality and serves as an integral part of your network's firewall. The information in this document updates the information in the Cisco IOS Release 12.0 Security Configuration Guide with the latest feature enhancements:

Application support for Microsoft NetShow

IP packet fragmentation attack detection and prevention

Configurable audit trail and alert messages for CBAC-inspected protocols

Support for the Cisco IOS Intrusion Detection System (IDS)

For more information regarding firewalls, refer to the chapter "Cisco IOS Firewall Overview" in the Cisco IOS Release 12.0 Security Configuration Guide.

For a complete description of the CBAC commands, refer to the "Context-Based Access Control Commands" chapter in the Cisco IOS Release 12.0 Security Command Reference.

This section describes:

What CBAC Does

What CBAC Does Not Do

How CBAC Works

When and Where to Configure CBAC

The CBAC Process

Supported Protocols

Benefits

Restrictions

What CBAC Does

CBAC works to provide network protection on multiple levels using the following functions:

Traffic Filtering

Traffic Inspection

Alerts and Audit Trails

Intrusion Detection

Traffic Filtering

CBAC intelligently filters TCP and UDP packets based on application-layer protocol session information. You can configure CBAC to permit specified TCP and UDP traffic through a firewall only when the connection is initiated from within the network you want to protect. CBAC can inspect traffic for sessions that originate from either side of the firewall. CBAC can be used for intranet, extranet, and Internet perimeters of your network. In Cisco IOS Release 12.0(5)T, CBAC provides support for Microsoft's NetShow protocol.

Without CBAC, traffic filtering is limited to access list implementations that examine packets at the network layer, or at most, the transport layer. However, CBAC examines not only network layer and transport layer information but also examines the application-layer protocol information (such as FTP connection information) to learn about the state of the TCP or UDP session. This allows support of protocols that involve multiple channels created as a result of negotiations in the control channel. Most of the multimedia protocols as well as some other protocols (such as FTP, RPC, and SQL*Net) involve multiple channels.

Using CBAC, Java blocking can be configured to filter traffic based on the server address or to completely deny access to Java applets that are not embedded in an archived or compressed file. With Java, you must protect against the risk of users inadvertently downloading destructive applets into your network. To protect against this risk, you could require all users to disable Java in their browser. If this is not an acceptable solution, you can create a CBAC inspection rule to filter Java applets at the firewall, which allows users to download only applets residing within the firewall and trusted applets from outside the firewall. For extensive content filtering of Java, Active-X, or virus scanning, you might want to consider purchasing a dedicated content filtering product.

Traffic Inspection

CBAC inspects traffic that travels through the firewall to discover and manage state information for TCP and UDP sessions. This state information is used to create temporary openings in the firewall's access lists to allow return traffic and additional data connections for permissible sessions (sessions that originated from within the protected internal network).

Inspecting packets at the application layer, and maintaining TCP and UDP session information, provides CBAC with the ability to detect and prevent certain types of network attacks such as SYN-flooding. A SYN-flood attack occurs when a network attacker floods a server with a barrage of requests for connection and does not complete the connection. The resulting volume of half-open connections can overwhelm the server, causing it to deny service to valid requests. Network attacks that deny access to a network device are called denial-of-service (DoS) attacks.

CBAC inspection helps to protect against DoS attacks in other ways. CBAC inspects packet sequence numbers in TCP connections to see if they are within expected ranges—CBAC drops any suspicious packets. You can also configure CBAC to drop half-open connections, which require firewall processing and memory resources to maintain. Additionally, CBAC can detect unusually high rates of new connections and issue alert messages.

CBAC inspection can help protect against certain DoS attacks involving fragmented IP packets. Even though the firewall prevents an attacker from making actual connections to a given host, the attacker can disrupt services provided by that host. This is done by sending many non-initial IP fragments or by sending complete fragmented packets through a router with an ACL that filters the first fragment of a fragmented packet. These fragments can tie up resources on the target host as it tries to reassemble the incomplete packets.

Alerts and Audit Trails

CBAC also generates real-time alerts and audit trails based on events tracked by the firewall. Enhanced audit trail features use SYSLOG to track all network transactions; recording time stamps, source host, destination host, ports used, and the total number of transmitted bytes, for advanced, session-based reporting. Real-time alerts send SYSLOG error messages to central management consoles upon detecting suspicious activity. Using CBAC inspection rules, you can configure alerts and audit trail information on a per-application protocol basis. For example, if you want to generate audit trail information for HTTP traffic, you can specify that in the CBAC rule covering HTTP inspection.

Intrusion Detection

The Cisco IOS Firewall now offers intrusion detection technology for mid-range and high-end router platforms with firewall support. It is ideal for any network perimeter, and especially for locations in which a router is being deployed and additional security between network segments is required. It also can protect intranet and extranet connections where additional security is mandated, and branch-office sites connecting to the corporate office or Internet.

The Cisco IOS Firewall's Intrusion Detection System (Cisco IOS IDS) identifies 59 of the most common attacks using signatures to detect patterns of misuse in network traffic. The intrusion-detection signatures available in the new release of the Cisco IOS Firewall were chosen from a broad cross-section of intrusion-detection signatures. The signatures represent severe breaches of security and the most common network attacks and information-gathering scans.

For more information about Cisco IOS IDS, refer to the document "Configuring Cisco IOS Firewall Intrusion Detection."

What CBAC Does Not Do

CBAC does not provide intelligent filtering for all protocols; it only works for the protocols that you specify. If you do not specify a certain protocol for CBAC, the existing access lists will determine how that protocol is filtered. No temporary openings will be created for protocols not specified for CBAC inspection.

CBAC does not protect against attacks originating from within the protected network unless that traffic travels through a router that has the Cisco IOS Firewall deployed on it. CBAC only detects and protects against attacks that travel through the firewall. This is a scenario in which you might want to deploy CBAC on an intranet-based router.

CBAC protects against certain types of attacks, but not every type of attack. CBAC should not be considered a perfect, impenetrable defense. Determined, skilled attackers might be able to launch effective attacks. While there is no such thing as a perfect defense, CBAC detects and prevents most of the popular attacks on your network.

How CBAC Works

You should understand the material in this section before you configure CBAC. If you do not understand how CBAC works, you might inadvertently introduce security risks by configuring CBAC inappropriately.

How CBAC Works—Overview

CBAC creates temporary openings in access lists at firewall interfaces. These openings are created when specified traffic exits your internal network through the firewall. The openings allow returning traffic (that would normally be blocked) and additional data channels to enter your internal network back through the firewall. The traffic is allowed back through the firewall only if it is part of the same session as the original traffic that triggered CBAC when exiting through the firewall.

In , the inbound access lists at S0 and S1 are configured to block Telnet traffic, and there is no outbound access list configured at E0. When the connection request for User1's Telnet session passes through the firewall, CBAC creates a temporary opening in the inbound access list at S0 to permit returning Telnet traffic for User1's Telnet session. (If the same access list is applied to both S0 and S1, the same opening would appear at both interfaces.) If necessary, CBAC would also have created a similar opening in an outbound access list at E0 to permit return traffic.

Figure 1

CBAC Opens Temporary Holes in Firewall Access Lists

How CBAC Works—Details

This section describes how CBAC inspects packets and maintains state information about sessions to provide intelligent filtering.

Packets Are Inspected

With CBAC, you specify which protocols you want to be inspected, and you specify an interface and interface direction (in or out) where inspection originates. Only specified protocols will be inspected by CBAC. For these protocols, packets flowing through the firewall in any direction are inspected, as long as they flow through the interface where inspection is configured.

Packets entering the firewall are inspected by CBAC only if they first pass the inbound access list at the interface. If a packet is denied by the access list, the packet is simply dropped and not inspected by CBAC.

CBAC inspects and monitors only the control channels of connections; the data channels are not inspected. For example, during FTP sessions both the control and data channels (which are created when a data file is transferred) are monitored for state changes, but only the control channel is inspected (that is, the CBAC software parses the FTP commands and responses).

CBAC inspection recognizes application-specific commands in the control channel, and detects and prevents certain application-level attacks.

CBAC inspection tracks sequence numbers in all TCP packets, and drops those packets with sequence numbers that are not within expected ranges.

CBAC inspection recognizes application-specific commands (such as illegal SMTP commands) in the control channel, and detects and prevents certain application-level attacks.

When CBAC suspects an attack, the DoS feature can take several actions:

Generate alert messages

Protect system resources that could impede performance

Block packets from suspected attackers

CBAC uses timeout and threshold values to manage session state information, helping to determine when to drop sessions that do not become fully established. Setting timeout values for network sessions helps prevent DoS attacks by freeing up system resources, dropping sessions after a specified amount of time. Setting threshold values for network sessions helps prevent DoS attacks by controlling the number of half-open sessions, which limits the amount of system resources applied to half-open sessions. When a session is dropped, CBAC sends a reset message to the devices at both end points (source and destination) of the session. When the system under DoS attack receives a reset command, it releases, or frees up, processes and resources related to that incomplete session.

CBAC provides three thresholds against DoS attacks:

the total number of half-open TCP or UDP sessions

the number of half-open sessions based upon time

the number of half-open TCP-only sessions per host

If a threshold is exceeded, CBAC has two options:

Send a reset message to the end points of the oldest half-open session, making resources available to service newly arriving SYN packets.

In the case of half open TCP only sessions, CBAC blocks all SYN packets temporarily for the duration configured by the threshold value. When the router blocks a SYN packet, the TCP three-way handshake is never initiated, which prevents the router from using memory and processing resources needed for valid connections.

DoS detection and prevention requires that you create a CBAC inspection rule and apply that rule on an interface. The inspection rule must include the protocols that you want to monitor against DoS attacks. For example, if you have TCP inspection enabled on the inspection rule, then CBAC can track all TCP connections to watch for DoS attacks. If the inspection rule includes FTP protocol inspection but not TCP inspection, CBAC tracks only FTP connections for DoS attacks.

For detailed information about setting timeout and threshold values in CBAC to detect and prevent DoS attacks, refer in the "Configuring Global Timeouts and Thresholds" section.

A State Table Maintains Session State Information

Whenever a packet is inspected, a state table is updated to include information about the state of the packet's connection.

Return traffic will only be permitted back through the firewall if the state table contains information indicating that the packet belongs to a permissible session. Inspection controls the traffic that belongs to a valid session and forwards the traffic it does not know. When return traffic is inspected, the state table information is updated as necessary.

UDP "Sessions" Are Approximated

With UDP—a connectionless service—there are no actual sessions, so the software approximates sessions by examining the information in the packet and determining if the packet is similar to other UDP packets (for example, similar source/destination addresses and port numbers) and if the packet was detected soon after another similar UDP packet. "Soon" means within the configurable UDP idle timeout period.

Access List Entries Are Dynamically Created and Deleted

CBAC dynamically creates and deletes access list entries at the firewall interfaces, according to the information maintained in the state tables. These access list entries are applied to the interfaces to examine traffic flowing back into the internal network. These entries create temporary openings in the firewall to permit only traffic that is part of a permissible session.

The temporary access list entries are never saved to NVRAM.

When and Where to Configure CBAC

Configure CBAC at firewalls protecting internal networks. Such firewalls should be Cisco routers with the Cisco Firewall feature set configured as described previously in the section "The Cisco IOS Firewall Feature Set."

Use CBAC when the firewall will be passing traffic such as:

Standard TCP and UDP Internet applications

Multimedia applications

Oracle support

Use CBAC for these applications if you want the application's traffic to be permitted through the firewall only when the traffic session is initiated from a particular side of the firewall (usually from the protected internal network).

In many cases, you will configure CBAC in one direction only at a single interface, which causes traffic to be permitted back into the internal network only if the traffic is part of a permissible (valid, existing) session. This is a typical configuration for protecting your internal networks from traffic that originates on the Internet.

You can also configure CBAC in two directions at one or more interfaces. CBAC is configured in two directions when the networks on both sides of the firewall should be protected, such as with extranet or intranet configurations, and to protect against DoS attacks. For example, if the firewall is situated between two partner companies' networks, you might wish to restrict traffic in one direction for certain applications, and restrict traffic in the opposite direction for other applications.

The CBAC Process

This section describes a sample sequence of events that occurs when CBAC is configured at an external interface that connects to an external network such as the Internet.

In this example, a TCP packet exits the internal network through the firewall's external interface. The TCP packet is the first packet of a Telnet session, and TCP is configured for CBAC inspection.

1 The packet reaches the firewall's external interface.

2 The packet is evaluated against the interface's existing outbound access list, and the packet is permitted. (A denied packet would simply be dropped at this point.)

3 The packet is inspected by CBAC to determine and record information about the state of the packet's connection. This information is recorded in a new state table entry created for the new connection.

4 (If the packet's application—Telnet—was not configured for CBAC inspection, the packet would simply be forwarded out the interface at this point without being inspected by CBAC. See the section "Define an Inspection Rule" for configuring CBAC inspection information.)

5 Based on the obtained state information, CBAC creates a temporary access list entry which is inserted at the beginning of the external interface's inbound extended access list. This temporary access list entry is designed to permit inbound packets that are part of the same connection as the outbound packet just inspected.

6 The outbound packet is forwarded out the interface.

7 Later, an inbound packet reaches the interface. This packet is part of the same Telnet connection previously established with the outbound packet. The inbound packet is evaluated against the inbound access list, and it is permitted because of the temporary access list entry previously created.

8 The permitted inbound packet is inspected by CBAC, and the connection's state table entry is updated as necessary. Based on the updated state information, the inbound extended access list temporary entries might be modified in order to permit only packets that are valid for the current state of the connection.

9 Any additional inbound or outbound packets that belong to the connection are inspected to update the state table entry and to modify the temporary inbound access list entries as required, and they are forwarded through the interface.

10 When the connection terminates or times out, the connection's state table entry is deleted, and the connection's temporary inbound access list entries are deleted.

In the sample process just described, the firewall access lists are configured as follows:

An outbound IP access list (standard or extended) is applied to the external interface. This access list permits all packets that you want to allow to exit the network, including packets you want to be inspected by CBAC. In this case, Telnet packets are permitted.

An inbound extended IP access list is applied to the external interface. This access list denies any traffic to be inspected by CBAC—including Telnet packets. When CBAC is triggered with an outbound packet, CBAC creates a temporary opening in the inbound access list to permit only traffic that is part of a valid, existing session.

If the inbound access list had be configured to permit all traffic, CBAC would be creating pointless openings in the firewall for packets that would be permitted anyway.

Supported Protocols

You can configure CBAC to inspect the following types of sessions:

All TCP sessions, regardless of the application-layer protocol (sometimes called "single-channel" or "generic" TCP inspection)

All UDP sessions, regardless of the application-layer protocol (sometimes called "single-channel" or "generic" UDP inspection)

You can also configure CBAC to specifically inspect certain application-layer protocols. The following application-layer protocols can all be configured for CBAC:

CU-SeeMe (only the White Pine version)

FTP

H.323 (such as NetMeeting, ProShare)

HTTP (Java blocking)

Java

Microsoft NetShow

UNIX R-commands (such as rlogin, rexec, and rsh)

RealAudio

RPC (Sun RPC, not DCE RPC)

Microsoft RPC

SMTP

SQL*Net

StreamWorks

TFTP

VDOLive

When a protocol is configured for CBAC, that protocol traffic is inspected, state information is maintained, and in general, packets are allowed back through the firewall only if they belong to a permissible session.

Benefits

CBAC provides the following features:

Stateful packet filtering—Provides sophisticated security and policy enforcement for connections within an organization (intranet) and between an organization and its partner networks, as well as between the organization and the Internet.

Denial-of-service detection and prevention— CBAC defends and protects router resources against common attacks, checking packet headers and dropping suspicious packets.

Real-time alerts and audit trail information—Configurable on a per-application basis to track connection information for traffic through the firewall, providing detailed usage information and reporting on suspicious activity.

Seamless interoperability—Integrates the firewall solution with other Cisco IOS software features; optimizing WAN utilization; providing robust, scalable routing; and interoperating with existing Cisco IOS-based networks (such as the Internet).

VPN Support—Using Cisco IOS Firewall with other Cisco IOS encryption and Quality of Service (QoS) features enables secure, low-cost transmission over public networks, reduces implementation and management total cost of ownership for remote branch offices and extranets, and insures mission-critical application traffic receives high priority delivery.

Scalable deployment—Available for a wide variety of router platforms, the Cisco IOS Firewall scales to meet any network's bandwidth and performance requirements.

Java blocking—Protects against unidentified, malicious Java applets.

Restrictions

CBAC is available only for IP protocol traffic. Only TCP and UDP packets are inspected. (Other IP traffic, such as ICMP, cannot be inspected with CBAC and should be filtered with basic access lists instead.)

If you reconfigure your access lists when you configure CBAC, be aware that if your access lists block TFTP traffic into an interface, you will not be able to netboot over that interface. (This is not a CBAC-specific limitation, but is part of existing access list functionality.)

Packets with the firewall as the source or destination address are not inspected by CBAC or evaluated by access lists.

CBAC ignores ICMP Unreachable messages.

With FTP, CBAC does not allow third-party connections (three-way FTP transfer).

When CBAC inspects FTP traffic, it only allows data channels with the destination port in the range of 1024 to 65535.

CBAC will not open a data channel if the FTP client-server authentication fails.

Cisco Encryption Technology (CET) and CBAC compatibility.

If encrypted traffic is exchanged between two routers, and the firewall is in between the two routers, CBAC might not work as anticipated. This is because the packets' payloads are encrypted, so CBAC cannot accurately inspect the payloads.

Also, if both encryption and CBAC are configured at the same firewall, CBAC will not work for certain protocols. In this case, CBAC will work with single-channel TCP and UDP, except for Java and SMTP. But CBAC will not work with multichannel protocols, except for StreamWorks and CU-SeeMe. So if you configure encryption at the firewall, you should configure CBAC for only the following protocols: Generic TCP, Generic UDP, CU-SeeMe, StreamWorks.

IPSec and CBAC compatibility

When CBAC and IPSec are enabled on the same router, and the firewall router is an end point for IPSec for the particular flow, then IPSec is compatible with CBAC (that is, CBAC can do its normal inspection processing on the flow).

If the router is not an IPSec end point, but the packet is an IPSec packet, then CBAC will not inspect the packets because the protocol number in the IP header of the IPSec packet is not TCP or UDP. CBAC only inspects TCP and UDP packets.

Supported Platforms

The Cisco IOS Firewall feature set is supported on the following platforms:

Cisco 800 series

Cisco uBR900 series

Cisco 1600 series

Cisco 1700 series

Cisco 2500 series

Cisco 2600 series

Cisco 3600 series

Cisco 7100 series

Cisco 7200 series

Supported Standards, MIBs, and RFCs

MIBs

No new or modified MIBs are supported by this feature.

For descriptions of supported MIBs and how to use MIBs, see the Cisco MIB web site on CCO at http://www.cisco.com/public/sw-center/netmgmt/cmtk/mibs.shtml.

RFCs

No new or modified RFCs are supported by this feature.

Standards

No new or modified standards are supported by this feature.

Configuration Tasks

See the following sections for configuration tasks for CBAC. Each task in the list indicates if the task is optional or required.

Picking an Interface: Internal or External (Required)

Configuring IP Access Lists at the Interface (Required)

Configuring Global Timeouts and Thresholds (Required)

Defining an Inspection Rule (Required)

Applying the Inspection Rule to an Interface (Required)

Configuring Logging and Audit Trail (Required)

Other Guidelines for Configuring a Firewall (Required)

Verifying CBAC (Optional)


Note   If you try to configure Context-based Access Control (CBAC) but do not have a good understanding of how CBAC works, you might inadvertently introduce security risks to the firewall and to the protected network. Be sure you understand what CBAC does before you configure CBAC.


For CBAC configuration examples, refer to the "Configuration Examples" section.

Picking an Interface: Internal or External

You must decide whether to configure CBAC on an internal or external interface of your firewall.

"Internal" refers to the side where sessions must originate for their traffic to be permitted through the firewall. "External" refers to the side where sessions cannot originate (sessions originating from the external side will be blocked).

If you will be configuring CBAC in two directions, you should configure CBAC in one direction first, using the appropriate "internal" and "external" interface designations. When you configure CBAC in the other direction, the interface designations will be swapped. (CBAC can be configured in two directions at one or more interfaces. Configure CBAC in two directions when the networks on both sides of the firewall require protection, such as with extranet or intranet configurations, and for protection against DoS attacks.)

The firewall is most commonly used with one of two basic network topologies. Determining which of these topologies is most like your own can help you decide whether to configure CBAC on an internal interface or on an external interface.

shows the first network topology. In this simple topology, CBAC is configured for the external interface Serial 1. This prevents specified protocol traffic from entering the firewall and the internal network, unless the traffic is part of a session initiated from within the internal network.

Figure 2

Simple Topology—CBAC Configured at the External Interface

shows the second network topology. In this topology, CBAC is configured for the internal interface Ethernet 0. This allows external traffic to access the services in the Demilitarized Zone (DMZ), such as DNS services, but prevents specified protocol traffic from entering your internal network—unless the traffic is part of a session initiated from within the internal network.

Figure 3

DMZ Topology—CBAC Configured at the Internal Interface

Using these two sample topologies, decide whether to configure CBAC on an internal or external interface.

Configuring IP Access Lists at the Interface

For CBAC to work properly, you need to make sure that you have IP access lists configured appropriately at the interface.

Follow these three general rules when evaluating your IP access lists at the firewall:

Start with a basic configuration.

If you try to configure access lists without a good understanding of how access lists work, you might inadvertently introduce security risks to the firewall and to the protected network. You should be sure you understand what access lists do before you configure your firewall. For more information about access control lists, refer to the "Access Control Lists: Overview and Guidelines" chapter of the Cisco IOS Release 12.0 Security Configuration Guide.

A basic initial configuration allows all network traffic to flow from the protected networks to the unprotected networks, while blocking network traffic from any unprotected networks.

Permit CBAC traffic to leave the network through the firewall.

All access lists that evaluate traffic leaving the protected network should permit traffic that will be inspected by CBAC. For example, if Telnet will be inspected by CBAC, then Telnet traffic should be permitted on all access lists that apply to traffic leaving the network.

Use extended access lists to deny CBAC return traffic entering the network through the firewall.

For temporary openings to be created in an access list, the access list must be an extended access list. So wherever you have access lists that will be applied to returning traffic, you must use extended access lists. The access lists should deny CBAC return traffic because CBAC will open up temporary holes in the access lists. (You want traffic to be normally blocked when it enters your network.)


Note   If your firewall only has two connections, one to the internal network and one to the external network, using all inbound access lists works well because packets are stopped before they get a chance to affect the router itself.


Basic Configuration

The first time you configure the Cisco IOS Firewall, it is helpful to start with a basic access list configuration that makes the operation of the firewall easy to understand without compromising security. The basic configuration allows all network traffic from the protected networks access to the unprotected networks, while blocking all network traffic (with some exceptions) from the unprotected networks to the protected networks.

Any firewall configuration depends on your site security policy. If the basic configuration does not meet your initial site security requirements, configure the firewall to meet your policy. If you are unfamiliar with that policy or need help with the configuration, contact your network administration group for assistance. For additional guidelines on configuring a firewall, refer to "Other Guidelines for Configuring a Firewall" on page 21.

Use these guidelines for configuring the initial firewall access lists:

Do not configure an access list for traffic from the protected networks to the unprotected networks, meaning that all traffic from the protected networks can flow through the interface.

This helps to simplify firewall management by reducing the number of access lists applied at the interfaces. Of course this assumes a high level of trust for the users on the protected networks, and it assumes there are no malicious users on the protected networks who might launch attacks from the "inside." You can fine tune network access for users on the protected networks as you gain experience with access list configuration and the operation of the firewall.

Configure an access list that includes entries permitting certain ICMP traffic from unprotected networks.

While an access list that denies all IP traffic not part of a connection inspected by CBAC seems most secure, it is not practical for normal operation of the router. The router expects to see ICMP traffic from other routers in the network. Additionally, ICMP traffic is not inspected by CBAC, meaning specific entries are needed in the access list to permit return traffic for ICMP commands. For example, a user on a protected network uses the ping command to get the status of a host on an unprotected network; without entries in the access list that permit echo reply messages, the user on the protected network gets no response to the ping command.

Include access list entries to permit the following ICMP messages:

Message
Description

echo reply

Outgoing ping commands require echo-reply messages to come back.

time-exceeded

Outgoing traceroute commands require time-exceeded messages to come back.

packet-too-big

Path MTU discovery requires "too-big" messages to come back.

traceroute

Allow an incoming traceroute.

unreachable

Permit all "unreachable" messages to come back. If a router cannot forward or deliver a datagram, it sends an ICMP unreachable message back to the source and drops the datagram.


Add an access list entry denying any network traffic from a source address matching an address on the protected network.

This is known as anti-spoofing protection because it prevents traffic from an unprotected network from assuming the identity of a device on the protected network.

Add an entry denying broadcast messages with a source address of 255.255.255.255.

This entry helps to prevent broadcast attacks.

By default, the last entry in an extended access list is an implicit denial of all IP traffic not specifically allowed by other entries in the access list.

Although this is the default setting, this final deny statement is not shown by default in an access list. Optionally, you can add an entry to the access list denying IP traffic with any source or destination address with no undesired effects.

For complete information about how to configure IP access lists, refer to the "Configuring IP Services" chapter of the Cisco IOS Release 12.0 Network Protocols Configuration Guide, Part 1.

For tips on applying access lists at an external or internal interface, review the sections "External Interface" and "Internal Interface" in this document.

External Interface

Here are some tips for your access lists when you will be configuring CBAC on an external interface:

If you have an outbound IP access list at the external interface, the access list can be a standard or extended access list. This outbound access list should permit traffic that you want to be inspected by CBAC. If traffic is not permitted, it will not be inspected by CBAC, but will be simply dropped.

The inbound IP access list at the external interface must be an extended access list. This inbound access list should deny traffic that you want to be inspected by CBAC. (CBAC will create temporary openings in this inbound access list as appropriate to permit only return traffic that is part of a valid, existing session.)

For complete information about how to configure IP access lists, refer to the "Configuring IP Services" chapter of the Cisco IOS Release 12.0 Network Protocols Configuration Guide, Part 1.

Internal Interface

Here are some tips for your access lists when you will be configuring CBAC on an internal interface:

If you have an inbound IP access list at the internal interface or an outbound IP access list at external interface(s), these access lists can be either a standard or extended access list. These access lists should permit traffic that you want to be inspected by CBAC. If traffic is not permitted, it will not be inspected by CBAC, but will be simply dropped.

The outbound IP access list at the internal interface and the inbound IP access list at the external interface must be extended access lists. These outbound access lists should deny traffic that you want to be inspected by CBAC. (CBAC will create temporary openings in these outbound access lists as appropriate to permit only return traffic that is part of a valid, existing session.) You do not necessarily need to configure an extended access list at both the outbound internal interface and the inbound external interface, but at least one is necessary to restrict traffic flowing through the firewall into the internal protected network.

For complete information about how to configure IP access lists, refer to the "Configuring IP Services" chapter of the Cisco IOS Release 12.0 Network Protocols Configuration Guide, Part 1.

Configuring Global Timeouts and Thresholds

CBAC uses timeouts and thresholds to determine how long to manage state information for a session, and to determine when to drop sessions that do not become fully established. These timeouts and thresholds apply globally to all sessions.

You can use the default timeout and threshold values, or you can change to values more suitable to your security requirements. You should make any changes to the timeout and threshold values before you continue configuring CBAC.


Note   If you want to enable the more aggressive TCP host-specific denial-of-service prevention that includes the blocking of connection initiation to a host, you must set the block-time specified in the ip inspect tcp max-incomplete host command (see the last row in ).


All the available CBAC timeouts and thresholds are listed in , along with the corresponding command and default value.

To change a global timeout or threshold listed in the "Timeout or Threshold Value to Change" column, use the global configuration command in the "Command" column:

Table 1 Timeout and Threshold Values 

Timeout or Threshold Value to Change
Command
Default

The length of time the software waits for a TCP session to reach the established state before dropping the session.

ip inspect tcp synwait-time seconds

30 seconds

The length of time a TCP session will still be managed after the firewall detects a FIN-exchange.

ip inspect tcp finwait-time seconds

5 seconds

The length of time a TCP session will still be managed after no activity (the TCP idle timeout).1

ip inspect tcp idle-time seconds

3600 seconds (1 hour)

The length of time a UDP session will still be managed after no activity (the UDP idle timeout).1

ip inspect udp idle-time seconds

30 seconds

The length of time a DNS name lookup session will still be managed after no activity.

ip inspect dns-timeout seconds

5 seconds

The number of existing half-open sessions that will cause the software to start deleting half-open sessions.2

ip inspect max-incomplete high number

500 existing half-open sessions

The number of existing half-open sessions that will cause the software to stop deleting half-open sessions.2

ip inspect max-incomplete low number

400 existing half-open sessions

The rate of new sessions that will cause the software to start deleting half-open sessions.2

ip inspect one-minute high number

500 half-open sessions per minute

The rate of new sessions that will cause the software to stop deleting half-open sessions.2

ip inspect one-minute low number

400 half-open sessions per minute

The number of existing half-open TCP sessions with the same destination host address that will cause the software to start dropping half-open sessions to the same destination host address.3

ip inspect tcp max-incomplete host number block-time minutes

50 existing half-open TCP sessions; 0 minutes

1 The global TCP and UDP idle timeouts can be overridden for specified application-layer protocols' sessions as described in the ip inspect name (global configuration) command description, found in the "Context-Based Access Control Commands" chapter of the Cisco IOS Release 12.0 Security Command Reference.

2 See the following section, "Half-Open Sessions," for more information.

3 Whenever the max-incomplete host threshold is exceeded, the software will drop half-open sessions differently depending on whether the block-time timeout is zero or a positive non-zero number. If the block-time timeout is zero, the software will delete the oldest existing half-open session for the host for every new connection request to the host and will let the SYN packet through. If the block-time timeout is greater than zero, the software will delete all existing half-open sessions for the host, and then block all new connection requests to the host. The software will continue to block all new connection requests until the block-time expires.


To reset any threshold or timeout to the default value, use the no form of the command in .

Half-Open Sessions

An unusually high number of half-open sessions (either absolute or measured as the arrival rate) could indicate that a denial-of-service attack is occurring. For TCP, "half-open" means that the session has not reached the established state—the TCP three-way handshake has not yet been completed. For UDP, "half-open" means that the firewall has detected no return traffic.

CBAC measures both the total number of existing half-open sessions and the rate of session establishment attempts. Both TCP and UDP half-open sessions are counted in the total number and rate measurements. Measurements are made once a minute.

When the number of existing half-open sessions rises above a threshold (the max-incomplete high number), the software will delete half-open sessions as required to accommodate new connection requests. The software will continue to delete half-open requests as necessary, until the number of existing half-open sessions drops below another threshold (the max-incomplete low number).

When the rate of new connection attempts rises above a threshold (the one-minute high number), the software will delete half-open sessions as required to accommodate new connection attempts. The software will continue to delete half-open sessions as necessary, until the rate of new connection attempts drops below another threshold (the one-minute low number). The rate thresholds are measured as the number of new session connection attempts detected in the last one-minute sample period. The firewall router reviews the "one-minute" rate on an ongoing basis, meaning that the router reviews the rate more frequently than one minute and does not keep deleting half-open sessions for one-minute after a DoS attack has stopped—it will be less time.

Defining an Inspection Rule

After you configure global timeouts and thresholds, you must define an inspection rule. This rule specifies what IP traffic (which application-layer protocols) will be inspected by CBAC at an interface.

Normally, you define only one inspection rule. The only exception might occur if you want to enable CBAC in two directions as described earlier in the section "When and Where to Configure CBAC." For CBAC configured in both directions at a single firewall interface, you should configure two rules, one for each direction.

An inspection rule should specify each desired application-layer protocol as well as generic TCP or generic UDP if desired. The inspection rule consists of a series of statements each listing a protocol and specifying the same inspection rule name.

Inspection rules include options for controlling alert and audit trail messages and for checking IP packet fragmentation.

To define an inspection rule, follow the instructions in the following sections:

Configuring Application-layer Protocol Inspection

Configuring Generic TCP and UDP Inspection

Configuring Application-layer Protocol Inspection

This section provides instructions for configuring CBAC with the following inspection information:

Configuring Application-layer Protocols

Configuring Java Inspection

Configuring IP Packet Fragmentation Inspection


Note   For CBAC inspection to work with NetMeeting 2.0 traffic (an H.323 application-layer protocol), you must also configure inspection for TCP, as described later in the section "Configuring Generic TCP and UDP Inspection." This requirement exists because NetMeeting 2.0 uses an additional TCP channel not defined in the H.323 specification.


Configuring Application-layer Protocols

To configure CBAC inspection for an application-layer protocol, use one or both of the following global configuration commands:

Command
Purpose
Router(config)# ip inspect name inspection-name 
protocol [alert {on|off}] [audit-trail {on | off}] 
[timeout seconds]

Configure CBAC inspection for an application-layer protocol (except for RPC and Java). Use one of the protocol keywords defined in .

Repeat this command for each desired protocol. Use the same inspection-name to create a single inspection rule.

Router(config)# ip inspect name inspection-name 
rpc program-number number [wait-time minutes] 
[alert {on | off}] [audit-trail {on | off}] 
[timeout seconds]

Enable CBAC inspection for the RPC application-layer protocol.

You can specify multiple RPC program numbers by repeating this command for each program number.

Use the same inspection-name to create a single inspection rule.


Refer to the description of the ip inspect name (global configuration) command in the "Command Reference" section in this document for complete information about how the command works with various application-layer protocols.

identifies application protocol keywords.

.

Table 2 Application Protocol Keywords 

Application Protocol
protocol Keyword

CU-SeeMe

cuseeme

FTP

ftp

H.323

h323

Microsoft NetShow

netshow

UNIX R commands (rlogin, rexec, rsh)

rcmd

RealAudio

realaudio

SMTP

smtp

RPC

rpc

SQL*Net

sqlnet

StreamWorks

streamworks

TFTP

tftp

VDOLive

vdolive


Configuring Java Inspection

Java applet filtering distinguishes between trusted and untrusted applets by relying on a list of external sites that you designate as "friendly." If an applet is from a friendly site, the firewall allows the applet through. If the applet is not from a friendly site, the applet will be blocked. (Alternately, you could permit applets from all external sites except for those you specifically designate as hostile.)

To block all Java applets except for applets from friendly locations, use the following global configuration commands:

Step
Command
Purpose

1

Router(config)# ip access-list standard name
  permit ...
  deny ... (Use permit and deny statements as appropriate.)
or
Router(config)# access-list 
access-list-number {deny | permit} source 
[source-wildcard]

Create a standard access list that permits traffic only from friendly sites, and denies traffic from hostile sites.

If you want all internal users to be able to download friendly applets, use the any keyword for the destination as appropriate—but be careful to not misuse the any keyword to inadvertently allow all applets through.

2

Router(config)# ip inspect name 
inspection-name http [java-list access-list] 
[alert {on | off}] [audit-trail {on | off}] 
[timeout seconds]

Block all Java applets except for applets from the friendly sites defined previously in the access list. Java blocking only works with standard access lists.

Use the same inspection-name as when you specified other protocols, to create a single inspection rule.



Caution   
CBAC does not detect or block encapsulated Java applets. Therefore, Java applets that are wrapped or encapsulated, such as applets in .zip or .jar format, are not blocked at the firewall. CBAC also does not detect or block applets loaded from FTP, gopher, HTTP on a nonstandard port, and so forth.

Configuring IP Packet Fragmentation Inspection

CBAC inspection rules can help protect hosts against certain DoS attacks involving fragmented IP packets.

Using fragmentation inspection, the firewall maintains an interfragment state (structure) for IP traffic. Non-initial fragments are discarded unless the corresponding initial fragment was permitted to pass through the firewall. Non-initial fragments received before the corresponding initial fragments are discarded.


Note   Fragmentation inspection can have undesirable effects in certain cases, because it can result in the firewall discarding any packet whose fragments arrive out of order. There are many circumstances that can cause out-of-order delivery of legitimate fragments. Applying fragmentation inspection in situations where legitimate fragments, which are likely to arrive out of order, might have a severe performance impact.


Because routers running Cisco IOS software are used in a large variety of networks, and because the CBAC feature is often used to isolate parts of internal networks from one another, the fragmentation inspection feature is disabled by default. Fragmentation detection must be explicitly enabled for an inspection rule using the ip inspect name command. Unfragmented traffic is never discarded because it lacks a fragment state. Even when the system is under heavy attack with fragmented packets, legitimate fragmented traffic, if any, gets some fraction of the firewall's fragment state resources, and legitimate, unfragmented traffic can flow through the firewall unimpeded.

To configure CBAC inspection rules for IP fragmentation checking, use the following form of the ip inspect name global configuration command:

Command
Purpose
Router(config)# ip inspect name inspection-name 
fragment [max number timeout number]

Configure IP fragmentation checking in CBAC inspection rules.


Repeat this command for each named inspection rule in which you want to inspect IP fragments.

Configuring Generic TCP and UDP Inspection

You can configure TCP and UDP inspection to permit TCP and UDP packets to enter the internal network through the firewall, even if the application-layer protocol is not configured to be inspected. However, TCP and UDP inspection do not recognize application-specific commands, and therefore might not permit all return packets for an application, particularly if the return packets have a different port number than the previous exiting packet.

Any application-layer protocol that is inspected will take precedence over the TCP or UDP packet inspection. For example, if inspection is configured for FTP, all control channel information will be recorded in the state table, and all FTP traffic will be permitted back through the firewall if the control channel information is valid for the state of the FTP session. The fact that TCP inspection is configured is irrelevant to the FTP state information.

With TCP and UDP inspection, packets entering the network must exactly match the corresponding packet that previously exited the network. The entering packets must have the same source/destination addresses and source/destination port numbers as the exiting packet (but reversed); otherwise, the entering packets will be blocked at the interface. Also, all TCP packets with a sequence number outside of the window are dropped.

With UDP inspection configured, replies will only be permitted back in through the firewall if they are received within a configurable time after the last request was sent out. (This time is configured with the ip inspect udp idle-time command.)

To configure CBAC inspection for TCP or UDP packets, use one or both of the following global configuration commands:

Command
Purpose
Router(config)# ip inspect name inspection-name tcp 
[timeout seconds]

Enable CBAC inspection for TCP packets.

Use the same inspection-name as when you specified other protocols, to create a single inspection rule.

Router(config)# ip inspect name inspection-name udp 
[timeout seconds]

Enable CBAC inspection for UDP packets.

Use the same inspection-name as when you specified other protocols, to create a single inspection rule.


Applying the Inspection Rule to an Interface

After you define an inspection rule, you apply that rule to an interface.

Normally, you apply only one inspection rule to one interface. The only exception might occur if you want to enable CBAC in two directions as described earlier in the section "When and Where to Configure CBAC." For CBAC configured in both directions at a single firewall interface, you should apply two rules, one for each direction.

To apply an inspection rule to an interface, use the following interface configuration command:

Command
Purpose
Router(config-if)# ip inspect inspection-name {in | 
out}

Apply an inspection rule to an interface.


Configuring Logging and Audit Trail

Turn on logging and audit trail to provide a record of network access through the firewall, including illegitimate access attempts, and inbound and outbound services. To configure logging and audit trail functions, enter the following commands in global configuration mode:

Command
Purpose
Router(config)# service timestamps log datetime

Add the date and time to syslog and audit trail messages.

Router(config)# logging host

Specify the host name or IP address of the host where you want to send syslog messages.

Router(config)# logging facility facility-type

Configure the syslog facility in which error messages are sent.

Router(config)# logging trap level

(Optional) Use this command to limit messages logged to the syslog servers based on severity. The default is level 7 (informational).

Router(config)# ip inspect audit-trail 

Turn on CBAC audit trail messages.


For information on how to interpret the syslog and audit trail messages, refer to "Interpreting Syslog and Console Messages Generated by CBAC" section.

To configure audit trail functions on a per-application basis, refer to "Defining an Inspection Rule" on page 17 for more information.

For complete information about how to configure logging, refer to the "Troubleshooting the Router" chapter of the Cisco IOS Release 12.0 Configuration Fundamentals Configuration Guide.

Other Guidelines for Configuring a Firewall

As with all networking devices, you should always protect access into the firewall by configuring passwords as described in the "Configuring Passwords and Privileges" chapter in the Cisco IOS Release 12.0 Security Configuration Guide. You should also consider configuring user authentication, authorization, and accounting as described in the "Authentication, Authorization, and Accounting (AAA)" part of the Cisco IOS Release 12.0 Security Configuration Guide.

You should also consider the following recommendations:

When setting passwords for privileged access to the firewall, use the enable secret command rather than the enable password command, which does not have as strong an encryption algorithm.

Put a password on the console port. In authentication, authorization, and accounting (AAA) environments, use the same authentication for the console as for elsewhere. In a non-AAA environment, at a minimum configure the login and password password commands.

Think about access control before you connect a console port to the network in any way, including attaching a modem to the port. Be aware that a break on the console port might give total control of the firewall, even with access control configured.

Apply access lists and password protection to all virtual terminal ports. Use access lists to limit who can Telnet into your router.

Do not enable any local service (such as SNMP or NTP) that you do not use. Cisco Discovery Protocol (CDP) and Network Time Protocol (NTP) are on by default, and you should turn these off if you do not need them.

To turn off CDP, enter the no cdp run global configuration command. To turn off NTP, enter the ntp disable interface configuration command on each interface not using NTP.

If you must run NTP, configure NTP only on required interfaces, and configure NTP to listen only to certain peers.

Any enabled service could present a potential security risk. A determined, hostile party might be able to find creative ways to misuse the enabled services to access the firewall or the network.

For local services that are enabled, protect against misuse. Protect by configuring the services to communicate only with specific peers, and protect by configuring access lists to deny packets for the services at specific interfaces.

Protect against spoofing: protect the networks on both sides of the firewall from being spoofed from the other side. You could protect against spoofing by configuring input access lists at all interfaces to pass only traffic from expected source addresses, and to deny all other traffic.

You should also disable source routing. For IP, enter the no ip source-route global configuration command. Disabling source routing at all routers can also help prevent spoofing.

You should also disable minor services. For IP, enter the no service tcp-small-servers and no service udp-small-servers global configuration commands. In Cisco IOS Release 12.0 and later, these services are disabled by default.

Prevent the firewall from being used as a relay by configuring access lists on any asynchronous Telnet ports.

Normally, you should disable directed broadcasts for all applicable protocols on your firewall and on all your other routers. For IP, use the no ip directed-broadcast command. Rarely, some IP networks do require directed broadcasts; if this is the case, do not disable directed broadcasts.

Directed broadcasts can be misused to multiply the power of denial-of-service attacks, because every denial-of-service packet sent is broadcast to every host on a subnet. Furthermore, some hosts have other intrinsic security risks present when handling broadcasts.

Configure the no proxy-arp command to prevent internal addresses from being revealed. (This is important to do if you do not already have NAT configured to prevent internal addresses from being revealed).

Keep the firewall in a secured (locked) room.

Verifying CBAC

You can verify CBAC information by using one or more of the following EXEC commands:

Command
Purpose
Router# show ip inspect name inspection-name

Show a particular configured inspection rule.

Router# show ip inspect config

Show the complete CBAC inspection configuration.

Router# show ip inspect interfaces

Show interface configuration with regards to applied inspection rules and access lists.

Router# show ip inspect session [detail]

Show existing sessions that are currently being tracked and inspected by CBAC.

Router# show ip inspect all

Show all CBAC configuration and all existing sessions that are currently being tracked and inspected by CBAC.


Monitoring and Maintaining CBAC

You can watch for network attacks and investigate network problems using system messages and debug commands.

Interpreting Syslog and Console Messages Generated by CBAC

CBAC provides syslog messages, console alert messages, and audit trail messages. These messages are useful because they can alert you to network attacks, and because they provide an audit trail that provides details about sessions inspected by CBAC. Audit trail and alert information is configurable on a per-application basis using the CBAC inspection rules.

The following types of messages can be generated by CBAC:

Denial-of-service Messages

SMTP Messages

Java Blocking Messages

FTP Messages

Audit Trail Messages

For explanations and recommended actions related to the error messages mentioned in this section, refer to the Cisco IOS Software System Error Messages.

Denial-of-service Messages

CBAC detects and blocks denial-of-service attacks and notifies you when denial-of-service attacks occur. Error messages such as the following may indicate that denial-of-service attacks have occurred:

%FW-4-ALERT_ON: getting aggressive, count (550/500) current 1-min rate: 250
%FW-4-ALERT_OFF: calming down, count (0/400) current 1-min rate: 0

When