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Cisco IOS Software Releases 12.0 T

Cisco IOS Firewall Feature Set

Table Of Contents

Cisco IOS Firewall Feature Set

Feature Summary

Overview of Firewalls

The Cisco IOS Firewall Solution

The Cisco IOS Firewall Feature Set

Create a Customized Firewall

Other Guidelines for Configuring a Firewall

CBAC Overview

What CBAC Does

What CBAC Does Not Do

How CBAC Works

How CBAC Works—Overview

How CBAC Works—Details

When and Where to Configure CBAC

The CBAC Process

Supported Protocols

Benefits

Restrictions

Memory and Performance Impact

Platforms

Prerequisites

Supported MIBs and RFCs

Configuration Tasks

Pick an Interface: Internal or External

Configure IP Access Lists at the Interface

External Interface

Internal Interface

Configure Global Timeouts and Thresholds

Half-Open Sessions

Define an Inspection Rule

Configure Application-Layer Protocol Inspection

Configure Java Inspection

Configure Generic TCP and UDP Inspection

Apply the Inspection Rule to an Interface

Display Configuration, Status, and Statistics for Context-based Access Control

Debug Context-based Access Control

Generic Debug Commands

Transport Level Debug Commands

Application Protocol Debug Commands

Interpret Syslog and Console Messages Generated by Context-based Access Control

Denial-of-Service Attack Detection Error Messages

SMTP Attack Detection Error Message

Java Blocking Error Message

FTP Error Messages

Audit Trail Error Message

Turn Off Context-based Access Control

Configuration Examples

Simple CBAC Configuration

Remote Office to ISP

Remote Office to Branch Office Configuration

Two-interface Branch Office Configuration

Multiple Interface Branch Office Configuration

Command Reference


Cisco IOS Firewall Feature Set


Feature Summary

This document describes how you can configure your Cisco networking device to function as a firewall, using Cisco IOS security features in Cisco IOS release 12.0(4)T. Cisco IOS release 12.0(4)T introduces firewall support on the Cisco 800 series routers.

This section covers the following Cisco IOS Firewall information:

"Overview of Firewalls"

"The Cisco IOS Firewall Solution"

"Other Guidelines for Configuring a Firewall"

"CBAC Overview"

"Benefits"

"Restrictions"

"Memory and Performance Impact"

Overview of Firewalls

Firewalls are networking devices that control access to your organization's network assets. Firewalls are positioned at the entrance points into your network. If your network has multiple entrance points, you must position a firewall at each point to provide effective network access control.

Firewalls are often placed in between the internal network and an external network such as the Internet. With a firewall between your network and the Internet, all traffic coming from the Internet must pass through the firewall before entering your network.

Firewalls can also be used to control access to a specific part of your network. For example, you can position firewalls at all the entry points into a research and development network to prevent unauthorized access to proprietary information.

The most basic function of a firewall is to monitor and filter traffic. Firewalls can be simple or elaborate, depending on your network requirements. Simple firewalls are usually easier to configure and manage. However, you might require the flexibility of a more elaborate firewall.

The Cisco IOS Firewall Solution

Cisco IOS software provides an extensive set of security features, allowing you to configure a simple or elaborate firewall, according to your particular requirements. You can configure a Cisco device as a firewall if the device is positioned appropriately at a network entry point. Security features that provide firewall functionality are listed in the section "Create a Customized Firewall."

In addition to the security features available in standard Cisco IOS feature sets, there is a Cisco IOS Firewall feature set that gives your router additional firewall capabilities.

The Cisco IOS Firewall Feature Set

The Cisco IOS Firewall feature set combines existing Cisco IOS firewall technology and the Context-based Access Control (CBAC) feature. When you configure the Cisco IOS Firewall feature set on your Cisco router, you turn your router into an effective, robust firewall.

The Cisco IOS Firewall feature set is designed to prevent unauthorized, external individuals from gaining access to your internal network, and to block attacks on your network, while at the same time allowing authorized users to access network resources.

You can use the Cisco IOS Firewall feature set to configure your Cisco IOS router as:

An Internet firewall or part of an Internet firewall

A firewall between groups in your internal network

A firewall providing secure connections to or from branch offices

A firewall between your company's network and your company's partners' networks

The Cisco IOS Firewall feature set provides the following benefits:

Protects internal networks from intrusion

Monitors traffic through network perimeters

Enables network commerce via the World Wide Web

Create a Customized Firewall

To create a firewall customized to fit your organization's security policy, you should determine which Cisco IOS security features are appropriate, and configure those features. At a minimum, you must configure traffic filtering using access lists to provide a basic firewall. Context-based Access Control (CBAC) provides advanced traffic inspection functionality that operates as an integral part of your network firewall.

As well as configuring these features, you should follow the guidelines listed in the section "Other Guidelines for Configuring Your Firewall." This section outlines important security practices to protect your firewall and network.

You can create a customized firewall with a variety of Cisco IOS security features:

Standard Access Lists and Static Extended Access Lists

Lock-and-Key (Dynamic Access Lists)

Reflexive Access Lists

TCP Intercept

Context-based Access Control

Security Server Support

Network Address Translation

Cisco Encryption Technology

IPSec Network Security

Neighbor Router Authentication

Event Logging

User Authentication and Authorization

describes Cisco IOS security features and lists the related chapter of the Security Configuration Guide.

Table 1 Cisco IOS Features for a Robust Firewall 

Feature
Chapter
Comments

Standard Access Lists and Static Extended Access Lists

"Access Control Lists: Overview and Guidelines" in the Cisco IOS Release 12.0 Security Configuration Guide.

Also refer to the Cisco IOS Release 12.0(1)T feature module "Time-based Access Lists Using Time Ranges."

Standard and static extended access lists provide basic traffic filtering capabilities. You configure criteria that describe which packets should be forwarded, and which packets should be dropped at an interface, based on each packet's network layer information. For example, you can block all UDP packets from a specific source IP address or address range. Some extended access lists can also examine transport layer information to determine whether to block or forward packets.

Additionally, it is possible to implement access lists based on the time of day, providing network administrators with more control over permitting or denying a user access to resources.

To configure a basic firewall, you should at a minimum configure basic traffic filtering. You should configure basic access lists for all network protocols that will be routed through your firewall, such as IP, IPX, AppleTalk.

Lock-and-Key (Dynamic Access Lists)

"Configuring Lock-and-Key Security (Dynamic Access Lists)" in the Cisco IOS Release 12.0 Security Configuration Guide.

Lock-and-Key provides traffic filtering with the ability to allow temporary access through the firewall for certain individuals. These individuals must first be authenticated (by a username/password mechanism) before the firewall allows their traffic through the firewall. Afterwards, the firewall closes the temporary opening. This provides tighter control over traffic at the firewall than with standard or static extended access lists.

Reflexive Access Lists

"Configuring IP Session Filtering (Reflexive Access Lists)" in the Cisco IOS Release 12.0 Security Configuration Guide.

Reflexive access lists filter IP traffic so that TCP or UDP "session" traffic is only permitted through the firewall if the session originated from within the internal network.

You would only configure Reflexive Access Lists when not using Context-based Access Control.

TCP Intercept

"Configuring TCP Intercept (Prevent Denial-of-Service Attacks)" in the Cisco IOS Release 12.0 Security Configuration Guide.

TCP Intercept protects TCP servers within your network from TCP SYN-flooding attacks, a type of denial-of-service attack.

You would only configure TCP Intercept when not using Context-based Access Control.

Context-based Access Control

"Configuring Context-based Access Control" in this document.

Context-based Access Control (CBAC) examines not only network layer and transport layer information, but also examines the application-layer protocol information (such as FTP information) to learn about the state of TCP and UDP connections. CBAC maintains connection state information for individual connections. This state information is used to make intelligent decisions about whether packets should be permitted or denied, and dynamically creates and deletes temporary openings in the firewall.

CBAC is only available in the Cisco IOS Firewall Feature Set.

Security Server Support

"Configuring TACACS+," "Configuring TACACS and Extended TACACS," "Configuring RADIUS," and "Configuring Kerberos" in the Cisco IOS Release 12.0 Security Configuration Guide.

The Cisco IOS Firewall feature set can be configured as a client of the following supported security servers:

TACACS, TACACS+, and Extended TACACS

RADIUS

Kerberos

You can use any of these security servers to store a database of user profiles. To gain access into your firewall or to gain access through the firewall into another network, users must enter authentication information (such as a username and password), which is matched against the information on the security server. When users pass authentication, they are granted access according to their specified privileges.

Network Address Translation

"Configuring IP Addressing" chapter in the Network Protocols Configuration Guide, Part 1.

You can use Network Address Translation (NAT) to hide internal IP network addresses from the world outside the firewall.

NAT was designed to provide IP address conservation and for internal IP networks that have unregistered (not globally unique) IP addresses: NAT translates these unregistered IP addresses into legal addresses at the firewall. NAT can also be configured to advertise only one address for the entire internal network to the outside world. This provides security by effectively hiding the entire internal network from the world.

NAT gives you limited spoof protection because internal addresses are hidden. Additionally, NAT removes all your internal services from the external name space.

NAT does not work with the application-layer protocols RPC, VDOLive, or SQL*Net "Redirected." (NAT does work with SQL*Net "Bequeathed.") Do not configure NAT with networks that will carry traffic for these incompatible protocols.

Cisco Encryption Technology

"Configuring Cisco Encryption Technology" in the Security Configuration Guide.

Cisco Encryption Technology (CET) selectively encrypts IP packets that are transmitted across unprotected networks such as the Internet. You specify which traffic is considered sensitive and should be encrypted. This encryption prevents sensitive IP packets from being intercepted and read or tampered with.

IPSec Network Security

"Configuring IPSec Network Security" in the Security Configuration Guide.

IPSec is a framework of open standards developed by the Internet Engineering Task Force (IETF) that provides security for transmission of sensitive information over unprotected networks such as the Internet. IPSec acts at the network layer, protecting and authenticating IP packets between participating IPSec devices ("peers") such as Cisco routers.

IPSec services are similar to those provided by Cisco Encryption Technology, a proprietary security solution introduced in Cisco IOS Software Release 11.2. (The IPSec standard was not yet available at Release 11.2.) However, IPSec provides a more robust security solution, and is standards-based.

Neighbor Router Authentication

"Neighbor Router Authentication: Overview and Guidelines" in the Security Configuration Guide.

Neighbor router authentication requires the firewall to authenticate all neighbor routers before accepting any route updates from that neighbor. This ensures that the firewall receives legitimate route updates from a trusted source.

Event Logging

"Troubleshooting the Router" chapter in the "System Management" part of the Configuration Fundamentals Configuration Guide.

Event logging automatically logs output from system error messages and other events to the console terminal. You can also redirect these messages to other destinations such as virtual terminals, internal buffers, or syslog servers. You can also specify the severity of the event to be logged, and you can configure the logged output to be timestamped. The logged output can be used to assist real-time debugging and management, and to track potential security breaches or other nonstandard activities throughout a network.

User Authentication and Authorization

"Configuring Authentication" and
"Configuring Authorization" in the Security Configuration Guide.

Authentication and authorization help protect your network from access by unauthorized users.


Other Guidelines for Configuring a Firewall

As with all networking devices, you should always protect access into the firewall by configuring passwords as described in the "Configuring Passwords and Privileges" chapter in the Security Configuration Guide. You should also consider configuring user authentication, authorization, and accounting as described in the "Authentication, Authorization, and Accounting (AAA)" part of the Security Configuration Guide.

You should also consider the following recommendations:

When setting passwords for privileged access to the firewall, use the enable secret command rather than the enable password command, which does not have as strong an encryption algorithm.

Put a password on the console port. In authentication, authorization, and accounting (AAA) environments, use the same authentication for the console as for elsewhere. In a non-AAA environment, at a minimum configure the login and password password commands.

Think about access control before you connect a console port to the network in any way, including attaching a modem to the port. Be aware that a break on the console port might give total control of the firewall, even with access control configured.

Apply access lists and password protection to all virtual terminal ports. Use access lists to limit who can Telnet into your router.

Do not enable any local service (such as SNMP or NTP) that you do not use. Cisco Discovery Protocol (CDP) and Network Time Protocol (NTP) are on by default, and you should turn these off if you do not need them.

To turn off CDP, enter the no cdp run global configuration command. To turn off NTP, enter the ntp disable interface configuration command on each interface not using NTP.

If you must run NTP, configure NTP only on required interfaces, and configure NTP to listen only to certain peers.

Any enabled service could present a potential security risk. A determined, hostile party might be able to find creative ways to misuse the enabled services to access the firewall or the network.

For local services that are enabled, protect against misuse. Protect by configuring the services to communicate only with specific peers, and protect by configuring access lists to deny packets for the services at specific interfaces.

Protect against spoofing: protect the networks on both sides of the firewall from being spoofed from the other side. You could protect against spoofing by configuring input access lists at all interfaces to pass only traffic from expected source addresses, and to deny all other traffic.

You should also disable source routing. For IP, enter the no ip source-route global configuration command. Disabling source routing at all routers can also help prevent spoofing.

You should also disable minor services. For IP, enter the no service tcp-small-servers and no service udp-small-servers global configuration commands. In Cisco IOS Release 12.0 and later, these services are disabled by default.

Prevent the firewall from being used as a relay by configuring access lists on any asynchronous Telnet ports.

Normally, you should disable directed broadcasts for all applicable protocols on your firewall and on all your other routers. For IP, use the no ip directed-broadcast command. Rarely, some IP networks do require directed broadcasts; if this is the case, do not disable directed broadcasts.

Directed broadcasts can be misused to multiply the power of denial-of-service attacks, because every denial-of-service packet sent is broadcast to every host on a subnet. Furthermore, some hosts have other intrinsic security risks present when handling broadcasts.

Configure the no proxy-arp command to prevent internal addresses from being revealed. (This is important to do if you do not already have NAT configured to prevent internal addresses from being revealed).

Keep the firewall in a secured (locked) room.

CBAC Overview

This section describes how to configure Context-based Access Control (CBAC). CBAC provides advanced traffic inspection functionality and can be used as an integral part of your network's firewall.

For a complete description of the CBAC commands used in this section, refer to the "Context-Based Access Control Commands" chapter in the Security Command Reference.

This section describes:

What CBAC Does

What CBAC Does Not Do

How CBAC Works

When and Where to Configure CBAC

The CBAC Process

Supported Protocols

What CBAC Does

CBAC intelligently inspects TCP and UDP packets based on application-layer protocol session information and can be used for intranets, extranets, and the Internet. You can configure CBAC to permit specified TCP and UDP traffic through a firewall only when the connection is initiated from within the network you want to protect. (In other words, CBAC can inspect traffic for sessions that originate from the external network.) However, while this example discusses inspecting traffic for sessions that originate from the external network, CBAC can inspect traffic for sessions that originate from either side of the firewall.

Without CBAC, traffic filtering is limited to access list implementations that examine packets at the network layer, or at most, the transport layer. However, CBAC examines not only network layer and transport layer information but also examines the application-layer protocol information (such as FTP connection information) to learn about the state of the TCP or UDP session. This allows support of protocols that involve multiple channels created as a result of negotiations in the control channel. Most of the multimedia protocols as well as some other protocols (such as FTP, RPC, and SQL*Net) involve multiple channels.

CBAC inspects traffic that travels through the firewall to discover and manage state information for TCP and UDP sessions. This state information is used to create temporary openings in the firewall's access lists to allow return traffic and additional data connections for permissible sessions (sessions that originated from within the protected internal network).

Inspecting packets at the application layer and maintaining TCP and UDP session information provides CBAC with the ability to detect and prevent certain types of network attacks such as SYN-flooding. A SYN-flooding attack occurs when a network attacker floods a server with a barrage of requests for connection and does not complete the connection. The resulting volume of half-open connections can overwhelm the server, causing it to deny service to valid requests.

Denial-of-service (DoS) detection and prevention inspects packet sequence numbers in TCP connections. If they are not within expected ranges, the router drops suspicious packets. When the router detects unusually high rates of new connections, it issues an alert message. The router drops half-open TCP connection state tables to prevent system resource depletion.

Additional features include Java blocking and real-time alerts and audit trails. Java blocking can be configured to filter based on the server address or completely deny access to Java applets that are not embedded in an archived or compressed file.

Enhanced audit trail features use SYSLOG to track all transactions; recording time stamps, source host, destination host, ports used, and the total number of transmitted bytes, for advanced, session-based reporting.

Real-time alerts send SYSLOG error messages to central management consoles upon detecting suspicious activity. Network managers have the ability to respond immediately to intrusions.

What CBAC Does Not Do

CBAC does not protect against attacks originating from within the protected network. CBAC only detects and protects against attacks that travel through the firewall.

CBAC protects against certain attacks but should not be considered a perfect, impenetrable defense. Determined, skilled attackers might be able to launch effective attacks. While there is no such thing as a perfect defense, CBAC detects and prevents most of the popular attacks on your network.

How CBAC Works

You should understand the material in this section before you configure CBAC. If you do not understand how CBAC works, you might inadvertently introduce security risks by configuring CBAC inappropriately.

How CBAC Works—Overview

CBAC creates temporary openings in access lists at firewall interfaces. These openings are created when specified traffic exits your internal network through the firewall. The openings allow returning traffic (that would normally be blocked) and additional data channels to enter your internal network back through the firewall. The traffic is allowed back through the firewall only if it is part of the same session as the original traffic that triggered CBAC when exiting through the firewall.

In , the inbound access lists at S0 and S1 are configured to block Telnet traffic, and there is no outbound access list configured at E0. When the connection request for User1's Telnet session passes through the firewall, CBAC creates a temporary opening in the inbound access list at S0 to permit returning Telnet traffic for User1's Telnet session. (If the same access list is applied to both S0 and S1, the same opening would appear at both interfaces.) If necessary, CBAC would also have created a similar opening in an outbound access list at E0 to permit return traffic.

Figure 1

CBAC Opens Temporary Holes in Firewall Access Lists

How CBAC Works—Details

This section describes how CBAC inspects packets and maintains state information about sessions to manage the traffic flow through the interface.

Packets Are Inspected

With CBAC, you specify which protocols you want to be inspected, and you specify an interface and interface direction (in or out) where inspection originates. Only specified protocols will be inspected by CBAC. For these protocols, packets flowing through the firewall in any direction are inspected, as long as they flow through the interface where inspection is configured.

Packets entering the firewall are inspected by CBAC only if they first pass the inbound access list at the interface. If a packet is denied by the access list, the packet is simply dropped and not inspected by CBAC.

CBAC inspects and monitors only the control channels of connections; the data channels are not inspected. For example, during FTP sessions both the control and data channels (which are created when a data file is transferred) are monitored for state changes, but only the control channel is inspected (that is, the CBAC software parses the FTP commands and responses).

CBAC inspection tracks sequence numbers in all TCP packets, and drops those packets with sequence numbers that are not within expected ranges.

CBAC inspection recognizes application-specific commands (such as illegal SMTP commands) in the control channel, and detects and prevents certain application-level attacks.

When CBAC suspects an attack, the DoS feature can take several actions:

Generate alert messages

Protect system resources that could impede performance

Block packets from suspected attackers

CBAC uses timeout and threshold values to manage session state information, helping to determine when to drop sessions that do not become fully established. Setting timeout values for network sessions helps prevent DoS attacks by freeing up system resources, dropping sessions after a specified amount of time. Setting threshold values for network sessions helps prevent DoS attacks by controlling the number of half-open sessions, which limits the amount of system resources applied to half-open sessions. When a session is dropped, CBAC sends a reset message to the devices at both end points (source and destination) of the session. When the system under DoS attack receives a reset command, it releases, or frees up, processes and resources related to that incomplete session.

CBAC provides three thresholds against DoS attacks:

the total number of half-open TCP sessions

the number of half-open sessions based upon time

the number of half-open sessions per host

If a threshold is exceeded, CBAC has two options: send a reset message to the end points of the oldest half-open session, making resources available to service newly arriving SYN packets; or block all SYN packets temporarily for the duration configured by the threshold value. When the router blocks a SYN packet, the TCP three-way handshake is never initiated, which prevents the router from using memory and processing resources needed for valid connections.

DoS detection and prevention requires that you create a CBAC inspection rule and apply that rule on an interface. The inspection rule must include the protocols that you want to monitor against DoS attacks. For example, if you have TCP inspection enabled on the inspection rule, then CBAC can track all TCP connections to watch for DoS attacks. If the inspection rule includes FTP protocol inspection but not TCP inspection, CBAC tracks only FTP connections to watch for DoS attacks on FTP servers.

For detailed information about setting timeout and threshold values in CBAC to detect and prevent DoS attacks, refer in the "Configure Global Timeouts and Thresholds" section.

A State Table Maintains Session State Information

Whenever a packet is inspected, a state table is updated to include information about the state of the packet's connection.

Return traffic will only be permitted back through the firewall if the state table contains information indicating that the packet belongs to a permissible session. Inspection controls the traffic that belongs to a valid session and forwards the traffic it does not know. When return traffic is inspected, the state table information is updated as necessary.

UDP "Sessions" Are Approximated

With UDP—a connectionless service—there are no actual sessions, so the software approximates sessions by examining the information in the packet and determining if the packet is similar to other UDP packets (for example, similar source/destination addresses and port numbers) and if the packet was detected soon after another similar UDP packet. "Soon" means within the configurable UDP idle timeout period.

Access List Entries Are Dynamically Created and Deleted to Permit Return Traffic and Additional Data Connections

CBAC dynamically creates and deletes access list entries at the firewall interfaces, according to the information maintained in the state tables. These access list entries are applied to the interfaces to examine traffic flowing back into the internal network. These entries create temporary openings in the firewall to permit only traffic that is part of a permissible session.

The temporary access list entries are never saved to NVRAM.

When and Where to Configure CBAC

CBAC is highly flexible and can be configured on any interface of any firewall for protecting internal networks. Such firewalls should be Cisco routers with the Cisco Firewall feature set configured as described previously in the section "The Cisco IOS Firewall Feature Set."

Use CBAC when the firewall will be passing TCP, UDP, and common application traffic.

Use CBAC for applications if you want the application's traffic to be permitted through the firewall only when the traffic session is initiated from a particular side of the firewall (usually from the protected internal network).

In many cases, you will configure CBAC in one direction, in or out, at a single interface. This configuration causes traffic to be permitted back into the internal network only if the traffic is part of a permissible (valid, existing) session. This is a typical configuration for protecting your internal networks from traffic that originates on the Internet.

You can also configure CBAC in both directions on the same interface if you want to inspect sessions initiated on either side of the interface. Configuring CBAC in both directions can be useful in a corporate intranet or extranet environment where you want to manage sessions between different groups of users or between corporate partners.

The CBAC Process

This section describes a sample sequence of events that occurs when CBAC is configured at an external interface that connects to an external network such as the Internet.

In this example, a TCP packet exits the internal network through the firewall's external interface. The TCP packet is the first packet of a Telnet session, and Telnet is configured for CBAC inspection.

1 The packet reaches the firewall's external interface.

2 The packet is evaluated against the interface's existing outbound access list, and the packet is permitted. (A denied packet would simply be dropped at this point.)

3 The packet is inspected by CBAC to determine and record information about the state of the packet's connection. This information is recorded in a new state table entry created for the new connection.

(If the packet's application—Telnet—was not configured for CBAC inspection, the packet would simply be forwarded out the interface at this point without being inspected by CBAC. See the section "Define an Inspection Rule" for configuring CBAC inspection information.)

4 Based on the obtained state information, CBAC creates a temporary access list entry which is inserted at the beginning of the external interface's inbound extended access list. This temporary access list entry is designed to permit inbound packets that are part of the same connection as the outbound packet just inspected.

5 The outbound packet is forwarded out the interface.

6 Later, an inbound packet reaches the interface. This packet is part of the same Telnet connection previously established with the outbound packet. The inbound packet is evaluated against the inbound access list, and it is permitted because of the temporary access list entry previously created.

7 The permitted inbound packet is inspected by CBAC, and the connection's state table entry is updated as necessary. Based on the updated state information, the inbound extended access list temporary entries might be modified in order to permit only packets that are valid for the current state of the connection.

8 Any additional inbound or outbound packets that belong to the connection are inspected to update the state table entry and to modify the temporary inbound access list entries as required, and they are forwarded through the interface.

9 When the connection terminates or times out, the connection's state table entry is deleted, and the connection's temporary inbound access list entries are deleted.

In the sample process just described, the firewall access lists are configured as follows:

An outbound IP access list (standard or extended) is applied to the external interface. This access list permits all packets that you want to allow to exit the network, including packets you want to be inspected by CBAC. In this case, Telnet packets are permitted.

An inbound extended IP access list is applied to the external interface. This access list denies any traffic to be inspected by CBAC—including Telnet packets. When CBAC is triggered with an outbound packet, CBAC creates a temporary opening in the inbound access list to permit only traffic that is part of a valid, existing session.

If the inbound access list had be configured to permit all traffic, CBAC would be creating pointless openings in the firewall for packets that would be permitted anyway.

Supported Protocols

You can configure CBAC to inspect the following types of sessions:

All TCP sessions, regardless of the application-layer protocol (sometimes called "single-channel" or "generic" TCP inspection)

All UDP sessions, regardless of the application-layer protocol (sometimes called "single-channel" or "generic" UDP inspection)

You can also configure CBAC to specifically inspect certain application-layer protocols. The following application-layer protocols can all be configured for CBAC:

CU-SeeMe (only the White Pine version)

FTP

H.323 (such as NetMeeting, ProShare)

HTTP (Java blocking)

Java

Microsoft NetShow

UNIX R-commands (such as rlogin, rexec, and rsh)

RealAudio

RPC (Sun RPC, not DCE RPC or Microsoft RPC)

SMTP

SQL*Net

StreamWorks

TFTP

VDOLive

When a protocol is configured for CBAC, the protocol's traffic will be inspected, state information will be maintained, and in general, packets will be allowed back through the firewall only if they belong to a permissible session.

Benefits

CBAC provides internal users secure, per-application-based access control for all traffic across perimeters such as between private enterprise networks and the Internet.

Denial-of-service detection and prevention defends and protects router resources against common attacks, checking packet headers and dropping suspicious packets.

Java blocking protects against unidentified, malicious Java applets.

Audit trail details transactions, recording time stamp, source host, destination host, ports, duration, and total number of bytes transmitted.

Real-time alerts log alerts in case of denial-of-service attacks or other pre-configured conditions.

You can use the Cisco IOS Firewall feature set to configure your Cisco IOS router as:

An Internet firewall or part of an Internet firewall

A firewall between groups in your internal network

A firewall providing secure connections to or from branch offices

A firewall between your company's network and your company's partners' networks

Restrictions

CBAC is available only for IP protocol traffic. Only TCP and UDP packets are inspected. (Other IP traffic, such as ICMP, cannot be filtered with CBAC and should be filtered with basic access lists instead.)

CBAC supports four switching modes: Cisco Express Forwarding (CEF), flow switching, fast switching, and process switching; however, you cannot configure both NAT and CBAC together with CEF on the Cisco 2600 and 3600 routers.

CBAC does not support redundant routing environments. CBAC keeps track of the state of the connections it monitors, so the packets associated with the same session have to go through the same router. The Cisco IOS Firewall does not communicate this state information to other firewall routers, meaning that sessions must be reestablished on the failover unit after failover occurs.

If you reconfigure your access lists when you configure CBAC, be aware that if your access lists block TFTP traffic into an interface, you will not be able to netboot over that interface. (This is not a CBAC-specific limitation, but is part of existing access list functionality.)

Packets with the firewall as the source or destination address are not inspected by CBAC or evaluated by access lists.

CBAC ignores ICMP Unreachable messages.

FTP Traffic and CBAC

With FTP, CBAC does not allow third-party connections (three-way FTP transfer).

When CBAC inspects FTP traffic, it only allows data channels with the destination port in the range of 1024 to 65535.

CBAC will not open a data channel if the FTP client-server authentication fails.

Cisco Encryption Technology and CBAC Compatibility

If encrypted traffic is exchanged between two routers, and the firewall is in between the two routers, CBAC might not work as anticipated. This is because the packets' payloads are encrypted, so CBAC cannot accurately inspect the payloads.

Also, if both encryption and CBAC are configured at the same firewall, CBAC will not work for certain protocols. In this case, CBAC will work with single-channel TCP and UDP, except for Java and SMTP. But CBAC will not work with multichannel protocols, except for StreamWorks and CU-SeeMe. So if you configure encryption at the firewall, you should configure CBAC for only these protocols: Generic TCP, Generic UDP, StreamWorks.

IPSec and CBAC Compatibility

When CBAC and IPSec are enabled on the same router, and the firewall router is an endpoint for IPSec for the particular flow, then IPSec is compatible with CBAC (that is, CBAC can do its normal inspection processing on the flow).

If the router is not an IPSec endpoint, but the packet is an IPSec packet, then CBAC will not inspect the packets because the protocol number in the IP header of the IPSec packet is not TCP or UDP. CBAC only inspects TCP and UDP packets.

IPSec is not available on the Cisco 800 series.

Memory and Performance Impact

Using CBAC uses less than approximately 600 bytes of memory per connection. Because of the memory usage, you should use CBAC only when you need to. There is also a slight amount of additional processing that occurs whenever packets are inspected.

Sometimes CBAC must evaluate long access lists, which might have presented a negative impact to performance. However, this impact is avoided, because CBAC evaluates access lists using an accelerated method (CBAC hashes access lists and evaluates the hash).

Platforms

The Cisco IOS Firewall feature set is supported on the following platforms:

Cisco 800 series

Cisco uBR904

Cisco 1600 series

Cisco 1720 router

Cisco 2500 series

Cisco 2600 series

Cisco 3600 series

Cisco 7200 series

Prerequisites

None.

Supported MIBs and RFCs

None.

Configuration Tasks

To configure CBAC, complete the tasks described in the following sections:

Pick an Interface: Internal or External

Configure IP Access Lists at the Interface

Configure Global Timeouts and Thresholds

Define an Inspection Rule

Apply the Inspection Rule to an Interface

You can also perform the tasks described in the following sections. These tasks are optional.

Display Configuration, Status, and Statistics for Context-based Access Control

Debug Context-based Access Control

Interpret Syslog and Console Messages Generated by Context-based Access Control

Turn Off Context-based Access Control


Note   If you try to configure Context-based Access Control (CBAC) but do not have a good understanding of how CBAC works, you might inadvertently introduce security risks to the firewall and to the protected network. Be sure you understand what CBAC does before you configure CBAC.


For CBAC configuration examples, refer to the "Configuration Examples" section.

Pick an Interface: Internal or External

You must decide whether to configure CBAC on an internal or external interface of your firewall.

"Internal" refers to the side where sessions must originate for their traffic to be permitted through the firewall. "External" refers to the side where sessions cannot originate (sessions originating from the external side will be blocked).

If you will be configuring CBAC in two directions, you should configure CBAC in one direction first, using the appropriate "internal" and "external" interface designations. When you configure CBAC in the other direction, the interface designations will be swapped. (CBAC is rarely configured in two directions, and usually only when the firewall is between two networks that need protection from each other, such as with two partners' networks connected by the firewall.)

The firewall is most commonly used with one of two basic network topologies. Determining which of these topologies is most like your own can help you decide whether to configure CBAC on an internal interface or on an external interface.

The first topology is shown in . In this simple topology, CBAC is configured for the external interface Serial 1. This prevents specified protocol traffic from entering the firewall and the internal network, unless the traffic is part of a session initiated from within the internal network.

Figure 2

Simple Topology—CBAC Configured at the External Interface

The second topology is shown in . In this topology, CBAC is configured for the internal interface Ethernet 0. This allows external traffic to access the services in the Demilitarized Zone (DMZ), such as DNS services, but prevents specified protocol traffic from entering your internal network—unless the traffic is part of a session initiated from within the internal network.

Figure 3

DMZ Topology—CBAC Configured at the Internal Interface

Using these two sample topologies, decide whether to configure CBAC on an internal or external interface.

Configure IP Access Lists at the Interface

For CBAC to work properly, you need to make sure that you have IP access lists configured appropriately at the interface.

Follow these two general rules when evaluating your IP access lists at the firewall:

Permit CBAC traffic to leave the network through the firewall.

All access lists that evaluate traffic leaving the protected network should permit traffic that will be inspected by CBAC. For example, if Telnet will be inspected by CBAC, then Telnet traffic should be permitted on all access lists that apply to traffic leaving the network.

Use extended access lists to deny CBAC return traffic entering the network through the firewall.

For temporary openings to be created in an access list, the access list must be an extended access list. So wherever you have access lists that will be applied to returning traffic, you must use extended access lists. The access lists should deny CBAC return traffic because CBAC will open up temporary holes in the access lists. (You want traffic to be normally blocked when it enters your network.)


Note   If your firewall only has two connections, one to the internal network and one to the external network, using all inbound access lists works well because packets are stopped before they get a chance to affect the router itself.


External Interface

Here are some tips for your access lists when you will be configuring CBAC on an external interface:

If you have an outbound IP access list at the external interface, the access list can be a standard or extended access list. This outbound access list should permit traffic that you want to be inspected by CBAC. If traffic is not permitted, it will not be inspected by CBAC, but will be simply dropped.

The inbound IP access list at the external interface must be an extended access list. This inbound access list should deny traffic that you want to be inspected by CBAC. (CBAC will create temporary openings in this inbound access list as appropriate to permit only return traffic that is part of a valid, existing session.)

For complete information about how to configure IP access lists, refer to the "Configuring IP Services" chapter of the Cisco IOS Release 12.0 Network Protocols Configuration Guide, Part 1.

Internal Interface

Here are some tips for your access lists when you will be configuring CBAC on an internal interface:

If you have an inbound IP access list at the internal interface or an outbound IP access list at external interface(s), these access lists can be either a standard or extended access list. These access lists should permit traffic that you want to be inspected by CBAC. If traffic is not permitted, it will not be inspected by CBAC, but will be simply dropped.

The outbound IP access list at the internal interface and the inbound IP access list at the external interface must be extended access lists. These outbound access lists should deny traffic that you want to be inspected by CBAC. (CBAC will create temporary openings in these outbound access lists as appropriate to permit only return traffic that is part of a valid, existing session.) You do not necessarily need to configure an extended access list at both the outbound internal interface and the inbound external interface, but at least one is necessary to restrict traffic flowing through the firewall into the internal protected network.

For complete information about how to configure IP access lists, refer to the "Configuring IP Services" chapter of the Cisco IOS Release 12.0 Network Protocols Configuration Guide, Part 1.

Configure Global Timeouts and Thresholds

CBAC uses timeouts and thresholds to determine how long to manage state information for a session, and to determine when to drop sessions that do not become fully established. These timeouts and thresholds apply globally to all sessions.

You can use the default timeout and threshold values, or you can change to values more suitable to your security requirements. You should make any changes to the timeout and threshold values before you continue configuring CBAC.


Note   If you want to enable the more aggressive TCP host-specific denial-of-service prevention that includes the blocking of connection initiation to a host, you must set the block-time specified in the ip inspect tcp max-incomplete host command (see the last row in the following table).


All the available CBAC timeouts and thresholds are listed in the following table, along with the corresponding command and default value.

To change a global timeout or threshold listed in the "Timeout of Threshold Value to Change" column, use the global configuration command in the "Command" column:

Timeout or Threshold Value to Change
Command
Default

The length of time the software waits for a TCP session to reach the established state before dropping the session.

ip inspect tcp synwait-time seconds

30 seconds

The length of time a TCP session will still be managed after the firewall detects a FIN-exchange.

ip inspect tcp finwait-time seconds

5 seconds

The length of time a TCP session will still be managed after no activity (the TCP idle timeout).1

ip inspect tcp idle-time seconds

3600 seconds (1 hour)

The length of time a UDP session will still be managed after no activity (the UDP idle timeout).1

ip inspect udp idle-time seconds

30 seconds

The length of time a DNS name lookup session will still be managed after no activity.

ip inspect dns-timeout seconds

5 seconds

The number of existing half-open sessions that will cause the software to start deleting half-open sessions.2

ip inspect max-incomplete high number

500 existing half-open sessions

The number of existing half-open sessions that will cause the software to stop deleting half-open sessions.2

ip inspect max-incomplete low number

400 existing half-open sessions

The rate of new unestablished sessions that will cause the software to start deleting half-open sessions.2

ip inspect one-minute high number

500 half-open sessions per minute

The rate of new unestablished sessions that will cause the software to stop deleting half-open sessions.2

ip inspect one-minute low number

400 half-open sessions per minute

The number of existing half-open TCP sessions with the same destination host address that will cause the software to start dropping half-open sessions to the same destination host address.3

ip inspect tcp max-incomplete host number block-time minutes

50 existing half-open TCP sessions; 0 minutes

1 The global TCP and UDP idle timeouts can be overridden for specified application-layer protocols' sessions as described in the ip inspect name (global configuration) command description, found in the "Context-Based Access Control Commands" chapter of the Security Command Reference.

2 See the following section, "Half-Open Sessions," for more information.

3 Whenever the max-incomplete host threshold is exceeded, the software will drop half-open sessions differently depending on whether the block-time timeout is zero or a positive non-zero number. If the block-time timeout is zero, the software will delete the oldest existing half-open session for the host for every new connection request to the host and will let the SYN packet through. If the block-time timeout is greater than zero, the software will delete all existing half-open sessions for the host, and then block all new connection requests to the host. The software will continue to block all new connection requests until the block-time expires.


To return any threshold or timeout to the default value, use the no form of the command in the preceding table.

Half-Open Sessions

An unusually high number of half-open sessions (either absolute or measured as the arrival rate) could indicate that a denial-of-service attack is occurring. For TCP, "half-open" means that the session has not reached the established state—the TCP three-way handshake has not yet been completed. For UDP, "half-open" means that the firewall has detected no return traffic.

CBAC measures both the total number of existing half-open sessions and the rate of session establishment attempts. Both TCP and UDP half-open sessions are counted in the total number and rate measurements. Measurements are made once per minute.

When the number of existing half-open sessions rises above a threshold (the max-incomplete high number), the software will delete half-open sessions as required to accommodate new connection requests. The software will continue to delete half-open requests as necessary, until the number of existing half-open sessions drops below another threshold (the max-incomplete low number).

When the rate of new connection attempts rises above a threshold (the one-minute high number), the software will delete half-open sessions as required to accommodate new connection attempts. The software will continue to delete half-open sessions as necessary, until the rate of new connection attempts drops below another threshold (the one-minute low number). The rate thresholds are measured as the number of new session connection attempts detected in the last one-minute sample period. The firewall router reviews the "one-minute" rate on an ongoing basis, meaning that the router reviews the rate more frequently than one minute and does not keep deleting half-open sessions for one-minute after a DoS attack has stopped—it will be less time.

Define an Inspection Rule

After you configure global timeouts and thresholds, you must define an inspection rule. This rule specifies what IP traffic (which application-layer protocols) will be inspected by CBAC at an interface.

Normally, you define only one inspection rule. The only exception might occur if you want to enable CBAC in two directions as described earlier in the section "When and Where to Configure CBAC." For CBAC configured in both directions at a single firewall interface, you should configure two rules, one for each direction.

An inspection rule should specify each desired application-layer protocol as well as generic TCP or generic UDP if desired. The inspection rule consists of a series of statements each listing a protocol and specifying the same inspection rule name.

To define an inspection rule, follow the instructions in the following sections:

Configure Application-Layer Protocol Inspection

Configure Java Inspection

Configure Generic TCP and UDP Inspection

Configure Application-Layer Protocol Inspection


Note   If you want CBAC inspection to work with NetMeeting 2.0 traffic (an H.323 application-layer protocol), you must also configure inspection for TCP, as described later in the section "Configure Generic TCP and UDP Inspection." This requirement exists because NetMeeting 2.0 uses an additional TCP channel not defined in the H.323 specification.


To configure CBAC inspection for an application-layer protocol, use one or both of the following global configuration commands:

Command
Purpose

ip inspect name inspection-name protocol [timeout seconds]

Configure CBAC inspection for an application-layer protocol (except for RPC and Java). Use one of the protocol keywords defined in , following.

Repeat this command for each desired protocol. Use the same inspection-name to create a single inspection rule.

ip inspect name inspection-name rpc program-number number [wait-time minutes] [timeout seconds]

Enable CBAC inspection for the RPC application-layer protocol.

You can specify multiple RPC program numbers by repeating this command for each program number.

Use the same inspection-name to create a single inspection rule.


Refer to the description of the ip inspect name (global configuration) command in the "Context-Based Access Control Commands" chapter in the Security Command Reference for complete information about how the command works with each application-layer protocol.

To enable CBAC inspection for Java, see the following section, "Configure Java Inspection."

identifies application protocol keywords.

Table 2 Application Protocol Keywords 

Application Protocol
protocol Keyword

CU-SeeMe

cuseeme

FTP

ftp

Java applets

http

H.323

h323

UNIX R commands (rlogin, rexec, rsh)

rcmd

RealAudio

realaudio

RPC

rpc

SMTP

smtp

SQL*Net

sqlnet

StreamWorks

streamworks

TFTP

tftp

VDOLive

vdolive


Configure Java Inspection

With Java, you must protect against the risk of users inadvertently downloading destructive applets into your network. To protect against this risk, you could require all users to disable Java in their browser. If this is not an agreeable solution, you can use CBAC to filter Java applets at the firewall, which allows users to download only applets residing within the firewall and trusted applets from outside the firewall.

Java applet filtering distinguishes between trusted and untrusted applets by relying on a list of external sites that you designate as "friendly." If an applet is from a friendly site, the firewall allows the applet through. If the applet is not from a friendly site, the applet will be blocked. (Alternately, you could permit applets from all external sites except for those you specifically designate as hostile.)

To block all Java applets except for applets from friendly locations, use the following global configuration commands:

Step
Command
Purpose

1

ip access-list standard name
  permit ...
  
deny ... (Use permit and deny statements as appropriate.)

or

access-list access-list-number {deny | permit} source [source-wildcard]

Create a standard access list that permits traffic only from friendly sites, and denies traffic from hostile sites.

If you want all internal users to be able to download friendly applets, use the any keyword for the destination as appropriate—but be careful to not misuse the any keyword to inadvertently allow all applets through.

2

ip inspect name inspection-name http [java-list access-list] [timeout seconds]

Block all Java applets except for applets from the friendly sites defined previously in the access list. Java blocking only works with standard access lists.

Use the same inspection-name as when you specified other protocols, to create a single inspection rule.



Caution   
CBAC does not detect or block encapsulated Java applets. Therefore, Java applets that are wrapped or encapsulated, such as applets in .zip or .jar format, are not blocked at the firewall. CBAC also does not detect or block applets loaded from FTP, gopher, HTTP on a nonstandard port, and so forth.

Configure Generic TCP and UDP Inspection

You can configure TCP and UDP inspection to permit TCP and UDP packets to enter the internal network through the firewall, even if the application-layer protocol is not configured to be inspected. However, TCP and UDP inspection do not recognize application-specific commands, and therefore might not permit all return packets for an application, particularly if the return packets have a different port number than the previous exiting packet.

Any application-layer protocol that is inspected will take precedence over the TCP or UDP packet inspection. For example, if inspection is configured for FTP, all control channel information will be recorded in the state table, and all FTP traffic will be permitted back through the firewall if the control channel information is valid for the state of the FTP session. The fact that TCP inspection is configured is irrelevant to the FTP state information.

With TCP and UDP inspection, packets entering the network must exactly match the corresponding packet that previously exited the network. The entering packets must have the same source/destination addresses and source/destination port numbers as the exiting packet (but reversed); otherwise, the entering packets will be blocked at the interface. Also, all TCP packets with a sequence number outside of the window are dropped.

With UDP inspection configured, replies will only be permitted back in through the firewall if they are received within a configurable time after the last request was sent out. (This time is configured with the ip inspect udp idle-time command.)

To configure CBAC inspection for TCP or UDP packets, use one or both of the following global configuration commands:

Command
Purpose

ip inspect name inspection-name tcp [timeout seconds]

Enable CBAC inspection for TCP packets.

Use the same inspection-name as when you specified other protocols, to create a single inspection rule.

ip inspect name inspection-name udp [timeout seconds]

Enable CBAC inspection for UDP packets.

Use the same inspection-name as when you specified other protocols, to create a single inspection rule.


Apply the Inspection Rule to an Interface

After you define an inspection rule, you apply this rule to an interface.

Normally, you apply only one inspection rule to one interface. The only exception might occur if you want to enable CBAC in two directions as described earlier in the section "When and Where to Configure CBAC." For CBAC configured in both directions at a single firewall interface, you should apply two rules, one for each direction.

If you are configuring CBAC on an external interface, apply the rule to outbound traffic.

If you are configuring CBAC on an internal interface, apply the rule to inbound traffic.

To apply an inspection rule to an interface, use the following interface configuration command:

Command
Purpose

ip inspect inspection-name {in | out}

Apply an inspection rule to an interface.


Display Configuration, Status, and Statistics for Context-based Access Control

You can view certain CBAC information by using one or more of the following EXEC commands:

Command
Purpose

show ip inspect name inspection-name

Show a particular configured inspection rule.

show ip inspect config

Show the complete CBAC inspection configuration.

show ip inspect interfaces

Show interface configuration with regards to applied inspection rules and access lists.

show ip inspect session [detail]

Show existing sessions that are currently being tracked and inspected by CBAC.

show ip in